DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• C•••••••••

S••••• W••••• A•••••••• I•••no RAUMAtlanta, Gadual registrantIAPD 6993772

Certified Financial Planner

Feed of 09/14/2026

Also filed as E•••• Dolores Rockhill

At current firm

1 y

since Apr 28, 2025

In the industry

19 y

since Oct 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Apr 28, 2025 · Atlanta, Ga
J••• M••••• S••••••••• L•• wirehouse
Jul 8, 2022 to Apr 1, 2025 · Atlanta, Ga
W•••• F•••• A••••••• wirehouse
Jan 25, 2022 to Jun 28, 2022 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 5, 2018 to Nov 10, 2021 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••
left Apr 1, 2025, registered Apr 28, 2025 (27 days) · Other · moved with a team
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Jun 28, 2022, registered Jul 8, 2022 (10 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Nov 10, 2021, registered Jan 25, 2022 (76 days) · Wirehouse to wirehouse · moved with a team

Signals

E•••• C••••••••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-04-28)
Apr 1, 2025 · Advisor changed firm · fact
E•••• C••••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2022-07-08)
Jun 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address