M•••••• P••••

• P•••••••• S••••••••• I••• BD affiliated current
  since Dec 23, 2025 · Santa Rosa, Ca
• L•• E••••••••• L•• BD affiliated
  Nov 14, 2024 to Dec 24, 2025 · Roseville, Ca
• P•••• S••••••••• L•• no RAUM
  Aug 15, 2022 to Nov 14, 2024 · Walnut Creek, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Feb 11, 2021 to Jul 16, 2021 · Petaluma, Ca
• E••••• J•••• national BD
  Nov 30, 2018 to Feb 7, 2020 · Santa Rosa, Ca

• L•• E••••••••• L•• to P•••••••• S••••••••• I•••
  left Dec 24, 2025, registered Dec 23, 2025 (-1 days) · Affiliated broker-dealer or bank to another
• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to P•••• S••••••••• L••
  left Jul 16, 2021, registered Aug 15, 2022 (395 days) · Wirehouse to affiliated broker-dealer or bank
• E••••• J•••• to J••• M••••• S••••••••• L••
  left Feb 7, 2020, registered Feb 11, 2021 (370 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

• M•••••• P•••• left L•• E••••••••• L•• for P•••••••• S••••••••• I••• (registered 2025-12-23)
  Dec 24, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address