RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R•••••• G••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 2, 2023 · St. Petersburg, Fl
- C••••••••• I••••••••• A•••••••• L•• independent RIAJun 6, 2023 to Sep 27, 2023 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 25, 2022 to Jun 9, 2023 · Winter Park, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 17, 2018 to Mar 13, 2020 · Richmond, Va
- C••••••••• I••••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 27, 2023, registered Oct 2, 2023 (5 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• I••••••••• A•••••••• L••left Jun 9, 2023, registered Jun 6, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V•••• F•••••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 13, 2020, registered Jan 25, 2022 (683 days) · Affiliated broker-dealer or bank to another
- J••••• R•••••• G•••••• left C••••••••• I••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-10-02)Sep 27, 2023 · Advisor changed firm · fact
- J••••• R•••••• G•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• I••••••••• A•••••••• L•• (registered 2023-06-06)Jun 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address