RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• V••••••• G•••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 2, 2024 · Coral Gables, Fl
- S•••••••• S••••••••• BD affiliatedMay 22, 2023 to Oct 28, 2024 · Coconut Grove, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 4, 2018 to May 6, 2023 · Miami Lakes, Fl
- S•••••••• S••••••••• to W•••• F•••• A•••••••left Oct 28, 2024, registered Dec 2, 2024 (35 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to S•••••••• S•••••••••left May 6, 2023, registered May 22, 2023 (16 days) · Wirehouse to affiliated broker-dealer or bank
- P•••• V••••••• G••••• left S•••••••• S••••••••• for W•••• F•••• A••••••• (registered 2024-12-02)Oct 28, 2024 · Advisor changed firm · fact
- P•••• V••••••• G••••• left J••• M••••• S••••••••• L•• for S•••••••• S••••••••• (registered 2023-05-22)May 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address