DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••• J••••• P•••••

N•••••• A•••••••BD affiliatedNew Orleans, La dual registrantIAPD 6998337

Feed of 09/15/2026

Also filed as Robert Joseph Palmer

At current firm

3 y

since Feb 13, 2023

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Feb 13, 2023 · Pittsburgh, Pa
H••••••• W••••• A••••••• independent RIA
Apr 4, 2022 to Jan 13, 2023 · Richmond, Va
H••••••••• I••• former
Jul 30, 2021 to Mar 16, 2022 · Pittsburgh, Pa
L•• F•••••••• L•• BD affiliated
Dec 7, 2020 to Oct 5, 2021 · San Diego, Ca
S•••••••• F••••••••• I••• former
Jan 27, 2020 to Dec 14, 2020 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

H••••••• W••••• A••••••• to N•••••• A•••••••
left Jan 13, 2023, registered Feb 13, 2023 (31 days) · RIA to affiliated broker-dealer or bank
H••••••••• I••• to H••••••• W••••• A•••••••
left Mar 16, 2022, registered Apr 4, 2022 (19 days) · RIA to RIA
L•• F•••••••• L•• to H••••••••• I•••
left Oct 5, 2021, registered Jul 30, 2021 (-67 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• F••••••••• I••• to L•• F•••••••• L••
left Dec 14, 2020, registered Dec 7, 2020 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Robert Joseph Palmer left Heritage Wealth Advisors for Newedge Advisors (registered 2023-02-13)
Jan 13, 2023 · Advisor changed firm · fact
Robert Joseph Palmer left Hefren-Tillotson, Inc. for Heritage Wealth Advisors (registered 2022-04-04)
Mar 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address