DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Aaron Constante

Ernst & Young Investment Advisers Llpno RAUMPhoenix, AzIA-onlyIAPD 7003621

Feed of 09/14/2026

Also filed as Aaron M Constante

At current firm

0 y

since Jun 10, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ernst & Young Investment Advisers Llp no RAUM current
since Jun 10, 2026 · Phoenix, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 8, 2024 to Feb 11, 2026 · Scottsdale, Az
LPL Financial LLC BD affiliated
May 3, 2024 to May 17, 2024 · Tempe, Az
First Citizens Investor Services, Inc. BD affiliated
Aug 10, 2023 to Apr 9, 2024 · Raleigh, Nc
J.P. Morgan Securities LLC wirehouse
Jul 21, 2022 to Mar 29, 2023 · Tempe, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 10, 2020 to Jul 21, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ernst & Young Investment Advisers Llp
left Feb 11, 2026, registered Jun 10, 2026 (119 days) · Other
LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 17, 2024, registered Aug 8, 2024 (83 days) · Affiliated broker-dealer or bank to wirehouse
First Citizens Investor Services, Inc. to LPL Financial LLC
left Apr 9, 2024, registered May 3, 2024 (24 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to First Citizens Investor Services, Inc.
left Mar 29, 2023, registered Aug 10, 2023 (134 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left Jul 21, 2021, registered Jul 21, 2022 (365 days) · Wirehouse to wirehouse

Signals

Aaron Constante left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ernst & Young Investment Advisers Llp (registered 2026-06-10)
Feb 11, 2026 · Advisor changed firm · fact
Aaron Constante left Lpl Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-08-08)
May 17, 2024 · Advisor changed firm · fact
Aaron Constante left First Citizens Investor Services, Inc. for Lpl Financial Llc (registered 2024-05-03)
Apr 9, 2024 · Advisor changed firm · fact
Aaron Constante left J.P. Morgan Securities Llc for First Citizens Investor Services, Inc. (registered 2023-08-10)
Mar 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address