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Registered advisor
R••••••• G• R••••••••
Feed of 09/14/2026
Also filed as Ricky R••••••••
At current firm
2 y
since Dec 8, 2023
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 8, 2023 · Portland, Or
- K•• I••••••••• S••••••• L•• BD affiliatedApr 27, 2022 to Dec 6, 2023 · Lake Oswego, Or
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 19, 2021 to Apr 19, 2022 · Lake Oswego, Or
- E••••• J•••• national BDJan 27, 2020 to Sep 1, 2020 · Gresham, Or
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to J••• M••••• S••••••••• L••left Dec 6, 2023, registered Dec 8, 2023 (2 days) · Affiliated broker-dealer or bank to wirehouse
- M•• I•••••••• S•••••••• L•• to K•• I••••••••• S••••••• L••left Apr 19, 2022, registered Apr 27, 2022 (8 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to M•• I•••••••• S•••••••• L••left Sep 1, 2020, registered Jul 19, 2021 (321 days) · Affiliated broker-dealer or bank to another
Signals
- R••••••• G• R•••••••• left K•• I••••••••• S••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-12-08)Dec 6, 2023 · Advisor changed firm · fact
- R••••••• G• R•••••••• left M•• I•••••••• S•••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2022-04-27)Apr 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address