RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• S•••••
- H••••• M••• I••••••••• I••• no RAUM currentsince Feb 18, 2021 · Springfield, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 22, 2019 to Mar 27, 2020 · Carmel, In
- E••••• J•••• national BDNov 15, 2018 to May 17, 2019 · Fort Wayne, In
- V•••• F•••••••• A•••••••• I••• to H••••• M••• I••••••••• I•••left Mar 27, 2020, registered Feb 18, 2021 (328 days) · Other
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left May 17, 2019, registered Oct 22, 2019 (158 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address