DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Innovative Private Wealth Management Inc.
Latest filing Jul 31, 2026
First filing on the tape Jan 27, 2023 · 28 filings
SEC status approved since Feb 27, 2023
RAUM
$367M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
40%
$147M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$30.6M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
8
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$367M as of Jul 31, 2026
Mar 25, 2024$103M then
HNW client RAUM$62.3M as of Jul 31, 2026
Mar 25, 2024$55.2M then
State-registered IARs (5.B.3)7 as of Jul 31, 2026
Mar 25, 20244 then
Employees (5.A)10 as of Jul 31, 2026
Mar 25, 20244 then
Private funds8 as of Jul 31, 2026
Mar 24, 20251 then
RAUM +210% over the last fiscal yearIARs 7 to 7offices 4 to 10
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $30.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $516,184derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.1derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +210%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $138M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$138M38%
- Individuals$84.2M23%
- Corporations and businesses$82.5M22%
- High-net-worth individuals$62.3M17%
- Individual clients
- 369reported
- HNW clients
- 22reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 711reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $138M for 8 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.4 fund_share=0.38 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicholas Joeseph Mancini | Somers, Ny | Feb 28, 2023 | 12 y | 1 |
| Mark Reinstein | Greenville, Sc | Jun 14, 2023 | 40 y | 3 |
| Tatiana Tsoir | Mount Kisco, Ny | Apr 16, 2024 | 10 y | 3 |
| Paul Dominic PizzutiCertified Financial Planner | Greenville, Sc | Feb 7, 2025 | 12 y | 2 |
| Sunil Kumar Handa | Greer, Sc | Jun 25, 2025 | 17 y | 2 |
| Harrison Strong Horton | Somers, Ny | Oct 17, 2025 | 11 y | 1 |
| Debinder Deshmukh | Delray Beach, Fl | Mar 4, 2026 | 15 y | 4 |
| Jon Philip Pecorella | Somers, Ny | May 2, 2026 | 21 y | 0 |
| Paul Bennett Plesser | Woodmere, Ny | Jul 16, 2026 | 39 y | 2 |
| Lincoln Adrian Dacosta | Somers, Ny | Jul 16, 2026 | 29 y | 4 |
| Cory Paul Slovik | Somers, Ny | Jul 27, 2026 | 22 y | 2 |
| Vincenzo Ursino | Somers, Ny | Aug 14, 2026 | 17 y | 1 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Katrina Domela Whitlinger to The Fiduciary AllianceApr 1, 2025 · RIA to RIA
Joined, latest
- Vincenzo Ursino from Wilmington Capital Securities, LLCAug 14, 2026 · RIA to RIA
- Cory Paul Slovik from Innovative Family Office LLCJul 27, 2026 · RIA to RIA
- Paul Bennett Plesser from Innovative Family Office LLCJul 16, 2026 · RIA to RIA
- Lincoln Adrian Dacosta from Innovative Family Office LLCJul 16, 2026 · RIA to RIA
- Sunil Kumar Handa from Innovative Family Office LLCJun 25, 2025 · RIA to RIA
- Paul Dominic Pizzuti from Innovative Family Office LLCFeb 7, 2025 · RIA to RIA
- Katrina Domela Whitlinger from Edward JonesDec 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- Tatiana Tsoir from Tlg Advisors, Inc.Apr 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Debinder Deshmukh from Kingswood Wealth Advisors, LLCSep 8, 2023 · Affiliated broker-dealer or bank to independent RIA
- Mark Reinstein from Premium 72 CapitalJun 14, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Innovative Family Office LLCAug 26, 2026 · Somers, Ny · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Broad Street Global Partners LLC | Other Private Fund | $0 | 0 | Oct 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Joeseph Nicholas Mancini · President / Chief Compliance Officercontrolsince 01/2023 · owns 75% or more
Related persons
Schedule D 7.A
- Innovative Family Office LLCinvestment advisernRAUM $65.8M
Advisers that list Innovative Private Wealth Management Inc. as a related person
- 329496 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Somers, Ny · principal | 12 | 7 | 0 | ||
| Greenville, Sc | 3 | 1 | 0 | ||
| Greer, Sc | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Greenville, SC2 employees
- Greer, SC1 employees
- , 1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- RAUM up clients flatCombination · filing Apr 20, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $118,258,916 to $367,006,766, advisors 7 to 7, private clients 379 to 391, offices 4 to 6 (2025-03-24 to 2026-04-20)peers: independent wealth managers, $100M to $500M (5,676)
- wealth to institutional shiftCombination · filing Apr 20, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $118,258,916 to $367,006,766, advisors 7 to 7, private clients 379 to 391, offices 4 to 6 (2025-03-24 to 2026-04-20)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Apr 20, 2026private-client share of RAUM moved from 96.0% to 40.0% between the annual amendments of 2025-03-24 and 2026-04-20peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Apr 20, 2026discretionary share of RAUM moved from 100.0% to 78.0% between the annual amendments of 2025-03-24 and 2026-04-20peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Apr 20, 2026institutional share of RAUM moved from 0.0% to 22.0% between the annual amendments of 2025-03-24 and 2026-04-20peers: independent wealth managers, $100M to $500M (5,676)
- office count surgeChange between filings · filing Apr 20, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-24 and 2026-04-20; the peer median change was 0.0% (450 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 20, 2026RAUM (Item 5.F) moved from $118,258,916 to $367,006,766 (+210.0%) between the annual amendments of 2025-03-24 and 2026-04-20; the peer median change was +15.0% (4551 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 100% percentile
What changed
consecutive filings, newest first
- Other offices · 6 to 10Apr 20, 2026 to May 29, 2026
- Accounts · 633 to 711Mar 19, 2026 to Apr 20, 2026
- Corporate clients · 0 to 18Mar 19, 2026 to Apr 20, 2026
- HNW clients · 14 to 22Mar 19, 2026 to Apr 20, 2026
- Individual clients · 365 to 369Mar 19, 2026 to Apr 20, 2026
- Pooled vehicle clients · 2 to 8Mar 19, 2026 to Apr 20, 2026
- Assets in custody · $5.1M to $138MMar 19, 2026 to Apr 20, 2026
- Employees · 7 to 10Mar 19, 2026 to Apr 20, 2026
- Insurance-licensed employees · 4 to 5Mar 19, 2026 to Apr 20, 2026
- Other offices · 4 to 6Mar 19, 2026 to Apr 20, 2026
- Private funds · 2 to 8Mar 19, 2026 to Apr 20, 2026
- Discretionary RAUM · $118M to $285MMar 19, 2026 to Apr 20, 2026
- HNW RAUM · $29.1M to $62.3MMar 19, 2026 to Apr 20, 2026
- Individual RAUM · $84.1M to $84.2MMar 19, 2026 to Apr 20, 2026
- Non-discretionary RAUM · $0 to $81.6MMar 19, 2026 to Apr 20, 2026
- Pooled vehicle RAUM · $5.1M to $138MMar 19, 2026 to Apr 20, 2026
- RAUM · $118M to $367MMar 19, 2026 to Apr 20, 2026
- Financial planning clients · 0 to 0May 7, 2025 to Nov 13, 2025
- Business name · BROADSTREET GLOBAL ADVISORS, INC. to INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.Mar 24, 2025 to May 7, 2025
- Legal name · BROADSTREET GLOBAL ADVISORS, INC. to INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.Mar 24, 2025 to May 7, 2025
- Private funds · 1 to 2Mar 24, 2025 to May 7, 2025
- Accounts · 357 to 633Dec 11, 2024 to Mar 24, 2025
- Advisory employees · 4 to 7Dec 11, 2024 to Mar 24, 2025
- Charity clients · unset to 0.0Dec 11, 2024 to Mar 24, 2025
- Corporate clients · unset to 0.0Dec 11, 2024 to Mar 24, 2025
- HNW clients · 199 to 14Dec 11, 2024 to Mar 24, 2025
- Individual clients · 53 to 365Dec 11, 2024 to Mar 24, 2025
- Pension plan clients · unset to 0.0Dec 11, 2024 to Mar 24, 2025
- Pooled vehicle clients · unset to 2.0Dec 11, 2024 to Mar 24, 2025
- Assets in custody · $3.1M to $5.1MDec 11, 2024 to Mar 24, 2025
- Employees · 4 to 7Dec 11, 2024 to Mar 24, 2025
- Insurance-licensed employees · 3 to 4Dec 11, 2024 to Mar 24, 2025
- State-registered IARs · 4 to 7Dec 11, 2024 to Mar 24, 2025
- Other offices · 3 to 4Dec 11, 2024 to Mar 24, 2025
- Discretionary RAUM · $103M to $118MDec 11, 2024 to Mar 24, 2025
- HNW RAUM · $55.2M to $29.1MDec 11, 2024 to Mar 24, 2025
- Individual RAUM · $47.5M to $84.1MDec 11, 2024 to Mar 24, 2025
- Pension RAUM · unset to 0.0Dec 11, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · unset to 5100000.0Dec 11, 2024 to Mar 24, 2025
- RAUM · $103M to $118MDec 11, 2024 to Mar 24, 2025
Signals
4 dated events
- 3 advisors left Innovative Family Office LLC (Somers, NY) for Innovative Private Wealth Management Inc. on the same dayAug 26, 2026 · Team lift-out · derived
- Innovative Private Wealth Management Inc. reported RAUM $367.0M, up 210% from $118.3M (2026-03-19 to 2026-04-20)Apr 20, 2026 · RAUM change · derived
- Katrina Domela Whitlinger left Innovative Private Wealth Management Inc. for The Fiduciary Alliance (registered 2025-03-31)Apr 1, 2025 · Advisor changed firm · fact
- Broadstreet Global Financial Advisors, Inc. filed its initial SEC registration (Form ADV)Jan 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Innovative Private Wealth Management Inc. · Independent Sponsorsshared crd · capital_provider
- Innovative Private Wealth Management Inc. · Private Equityshared crd · organization
- Innovative Private Wealth Management Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 914-427-8036reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/103126319reportedpublic record, Form ADV, Sep 17, 2026
- Website
- innovativepwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 914-427-8036reportedpublic record, Form ADV, Jul 31, 2026
- Contact form
- innovativepwm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- innovativepwm.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026