DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••••• K••••••

G••••• R••••••••• P••••••• L••institutionalSan Rafael, Ca IA-onlyIAPD 7021968

Feed of 09/15/2026

Also filed as S••••••• Forsythe

At current firm

2 y

since Oct 31, 2023

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•• I••••••••• P•••••••• L•• independent RIA current
since Aug 6, 2026 · Austin, Tx
G••••• R••••••••• P••••••• L•• institutional current
since Oct 31, 2023 · Bethesda, Md
G••••• R••••••••• P••••••• L•• institutional
Oct 11, 2023 to Oct 17, 2023 · San Rafael, Ca
C••••••••• F•••••••• N•••••• national BD
Jul 18, 2023 to Nov 1, 2023 · Bethesda, Md
E•••••••• A•••••••• L•• national BD
Feb 28, 2022 to Jun 30, 2022 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to G••••• R••••••••• P••••••• L••
left Nov 1, 2023, registered Oct 11, 2023 (-21 days) · Other · moved with a team
E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••
left Jun 30, 2022, registered Jul 18, 2023 (383 days) · Affiliated broker-dealer or bank to another

Signals

S••••••• K•••••• left C••••••••• F•••••••• N•••••• for G••••• R••••••••• P••••••• L•• (registered 2023-10-11)
Nov 1, 2023 · Advisor changed firm · fact
S••••••• K•••••• left E•••••••• A•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2023-07-18)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address