RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• A••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Jun 28, 2022 · Philadelphia, Pa
- G•••• L•• independent RIAJul 9, 2019 to May 4, 2022 · W. Conshohocken, Pa
- F•••••••• A••••••••• L•• mixed wealthJun 28, 2019 to May 4, 2022 · West Conshohocken, Pa
- G•••• L•• to B•••••••• I••••••••• M••••••••• L••left May 4, 2022, registered Jun 28, 2022 (55 days) · Other
- F•••••••• A••••••••• L•• to G•••• L••left May 4, 2022, registered Jul 9, 2019 (-1030 days) · RIA to RIA
- A•••• A•••• left G•••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2022-06-28)May 4, 2022 · Advisor changed firm · fact
- A•••• A•••• left F•••••••• A••••••••• L•• for G•••• L•• (registered 2019-07-09)May 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address