DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Thomas Broadley
Feed of 09/14/2026
Also filed as Matthew Thomas Broadley
At current firm
1 y
since Jul 10, 2025
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Natixis Advisors, LLC BD affiliated currentsince Jul 10, 2025 · Tyngsboro, Ma
- J.P. Morgan Securities LLC wirehouseJun 4, 2024 to Jul 13, 2024 · New York, Ny
- J.P. Morgan Private Wealth Advisors LLC formerSep 16, 2021 to Jul 17, 2024 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLCleft Jul 17, 2024, registered Jun 4, 2024 (-43 days) · channel change inside one enterprise, not a move · moved with a team
- J.P. Morgan Securities LLC to Natixis Advisors, LLCleft Jul 13, 2024, registered Jul 10, 2025 (362 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Matthew Thomas Broadley left J.P. Morgan Securities Llc for Natixis Advisors, Llc (registered 2025-07-10)Jul 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address