RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 15, 2026 · South Jordan, Ut
- W•••• F•••• A••••••• wirehouseApr 22, 2026 to Jul 15, 2026 · St. Louis, Mo
- S•••••••• A••••••• L•• national BDSep 29, 2025 to Apr 20, 2026 · Salt Lake City, Ut
- W•••• F•••• A••••••• to M••••• S••••••left Jul 15, 2026, registered Jul 15, 2026 (0 days) · Wirehouse to wirehouse · moved with a team
- S•••••••• A••••••• L•• to W•••• F•••• A•••••••left Apr 20, 2026, registered Apr 22, 2026 (2 days) · Affiliated broker-dealer or bank to wirehouse
- D••••• B••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2026-07-15)Jul 15, 2026 · Advisor changed firm · fact
- D••••• B••••••• left S•••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-22)Apr 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address