DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• O• A••••••

M••••• S••••••wirehouseHouston, Txdual registrantIAPD 7041867

Feed of 09/14/2026

Also filed as Nathan A••••••

At current firm

0 y

since Feb 11, 2026

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Feb 11, 2026 · Houston, Tx
M•••••• I••••••••• i••••••••• wealth
May 5, 2022 to Jan 15, 2026 · Los Angeles, Ca
M•••••• BD affiliated
Mar 15, 2022 to Jan 15, 2026 · Los Angeles, Ca
A••••••••• L•• former
Nov 19, 2020 to Mar 30, 2022 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• to M•••••• I•••••••••
left Jan 15, 2026, registered May 5, 2022 (-1351 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• I••••••••• to M••••• S••••••
left Jan 15, 2026, registered Feb 11, 2026 (27 days) · RIA to wirehouse
A••••••••• L•• to M••••••
left Mar 30, 2022, registered Mar 15, 2022 (-15 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

A•••••• O• A•••••• left M•••••• I••••••••• for M••••• S•••••• (registered 2026-02-11)
Jan 15, 2026 · Advisor changed firm · fact
A•••••• O• A•••••• left Mariner for M•••••• I••••••••• (registered 2022-05-05)
Jan 15, 2026 · Advisor changed firm · fact
A•••••• O• A•••••• left A••••••••• L•• for Mariner (registered 2022-03-15)
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address