DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C•••••••

W•••• F•••• A•••••••wirehouseRichmond, Vadual registrantIAPD 7043314

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••• C•••••••

At current firm

1 y

since Aug 18, 2025

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 18, 2025 · Richmond, Va
H••••••• C•••••• independent RIA
Dec 20, 2024 to Oct 13, 2025 · Mt. Pleasant, Sc
M••••••• F•••••••• G••••• I••• former
Feb 6, 2024 to Dec 18, 2024 · Mount Pleasant, Sc
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 16, 2021 to Nov 30, 2023 · Covington, Ky
M••••• S•••••• wirehouse
Aug 23, 2019 to Mar 24, 2021 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

H••••••• C•••••• to W•••• F•••• A•••••••
left Oct 13, 2025, registered Aug 18, 2025 (-56 days) · RIA to wirehouse
M••••••• F•••••••• G••••• I••• to H••••••• C••••••
left Dec 18, 2024, registered Dec 20, 2024 (2 days) · RIA to a newly registered adviser · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to M••••••• F•••••••• G••••• I•••
left Nov 30, 2023, registered Feb 6, 2024 (68 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Mar 24, 2021, registered Jul 16, 2021 (114 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••••• C••••••• left H••••••• C•••••• for W•••• F•••• A••••••• (registered 2025-08-18)
Oct 13, 2025 · Advisor changed firm · fact
J••••• C••••••• left M••••••• F•••••••• G••••• I••• for H••••••• C•••••• (registered 2024-12-20)
Dec 18, 2024 · Advisor changed firm · fact
J••••• C••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M••••••• F•••••••• G••••• I••• (registered 2024-02-06)
Nov 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address