DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J•••• R•••

S•••• I••••• S••••••••• L••independent RIANeptune Beach, Fl IA-onlyIAPD 7053129

Feed of 09/14/2026

Also filed as A••••• J•••• R•••

At current firm

1 y

since Jul 18, 2025

In the industry

14 y

since Oct 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• I••••• S••••••••• L•• independent RIA current
since Jul 18, 2025 · Neptune Beach, Fl
W•••• F•••• A••••••• wirehouse
Apr 26, 2024 to May 12, 2025 · Ponte Vedra Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 3, 2023 to Apr 15, 2024 · Jacksonville, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Sep 13, 2021 to Jun 22, 2022 · Jacksonville Beach, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 4, 2020 to Jun 9, 2021 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••• I••••• S••••••••• L••
left May 12, 2025, registered Jul 18, 2025 (67 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Apr 15, 2024, registered Apr 26, 2024 (11 days) · Wirehouse to wirehouse
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 22, 2022, registered Feb 3, 2023 (226 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 9, 2021, registered Sep 13, 2021 (96 days) · Affiliated broker-dealer or bank to another

Signals

A••••• J•••• R••• left W•••• F•••• A••••••• for S•••• I••••• S••••••••• L•• (registered 2025-07-18)
May 12, 2025 · Advisor changed firm · fact
A••••• J•••• R••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2024-04-26)
Apr 15, 2024 · Advisor changed firm · fact
A••••• J•••• R••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-02-03)
Jun 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address