DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Lobosco
Feed of 09/14/2026
Also filed as Mark Lobosco
At current firm
0 y
since Jul 10, 2026
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Jul 10, 2026 · New York, Ny
- RBC Capital Markets, LLC national BDJun 3, 2025 to Jul 2, 2026 · New York, Ny
- Strategic Advisers LLC national BDMar 31, 2025 to May 9, 2025 · New York, Ny
- Fidelity Personal And Workplace Advisors formerSep 22, 2023 to Mar 31, 2025 · New York, Ny
- Dimensional Fund Advisors LP asset managerMar 22, 2022 to Dec 8, 2022 · Austin, Tx
- E*Trade Capital Management, LLC formerSep 11, 2021 to Mar 15, 2022 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Empower Advisory Group, LLCleft Jul 2, 2026, registered Jul 10, 2026 (8 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to RBC Capital Markets, LLCleft May 9, 2025, registered Jun 3, 2025 (25 days) · Affiliated broker-dealer or bank to another · moved with a team
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Dimensional Fund Advisors LP to Fidelity Personal And Workplace Advisorsleft Dec 8, 2022, registered Sep 22, 2023 (288 days) · Other
- E*Trade Capital Management, LLC to Dimensional Fund Advisors LPleft Mar 15, 2022, registered Mar 22, 2022 (7 days) · Other
Signals
- Mark Lobosco left Rbc Capital Markets, Llc for Empower Advisory Group, Llc (registered 2026-07-10)Jul 2, 2026 · Advisor changed firm · fact
- Mark Lobosco left Strategic Advisers Llc for Rbc Capital Markets, Llc (registered 2025-06-03)May 9, 2025 · Advisor changed firm · fact
- Mark Lobosco left Dimensional Fund Advisors Lp for Fidelity Personal And Workplace Advisors (registered 2023-09-22)Dec 8, 2022 · Advisor changed firm · fact
- Mark Lobosco left E*Trade Capital Management, Llc for Dimensional Fund Advisors Lp (registered 2022-03-22)Mar 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address