RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 26, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseFeb 1, 2024 to Jul 10, 2025 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJun 12, 2019 to Aug 17, 2023 · San Francisco, Ca
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jul 10, 2025, registered Jun 26, 2025 (-14 days) · Wirehouse to wirehouse
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••left Aug 17, 2023, registered Feb 1, 2024 (168 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• N••••• R•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2025-06-26)Jul 10, 2025 · Advisor changed firm · fact
- R•••••• N••••• R•••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2024-02-01)Aug 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address