RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B•••• F•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Jul 8, 2022 · Lynnwood, Wa
- G••••• A••••• A•••••••• L•• independent RIADec 2, 2019 to Oct 16, 2020 · Spokane Valley, Wa
- G••••• V••• C•••••• M••••••••• L•• independent RIAFeb 21, 2019 to Dec 6, 2019 · Spokane Valley, Wa
- G••••• A••••• A•••••••• L•• to E•••••• F•••••••• E••••••left Oct 16, 2020, registered Jul 8, 2022 (630 days) · RIA to RIA
- G••••• V••• C•••••• M••••••••• L•• to G••••• A••••• A•••••••• L••left Dec 6, 2019, registered Dec 2, 2019 (-4 days) · RIA to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address