RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- E•••••• F•••••••• E•••••• independent RIA currentsince Jan 14, 2026 · Dallas, Tx
- E•••••••• W••••• A••••••• independent RIAFeb 4, 2025 to Dec 15, 2025 · Plano, Tx
- F••••• I••••••••• independent RIAApr 16, 2019 to May 21, 2024 · Plano, Tx
- E•••••••• W••••• A••••••• to E•••••• F•••••••• E••••••left Dec 15, 2025, registered Jan 14, 2026 (30 days) · RIA to RIA · moved with a team
- F••••• I••••••••• to E•••••••• W••••• A•••••••left May 21, 2024, registered Feb 4, 2025 (259 days) · RIA to RIA
- M•••••• D•••••• Y•••••••• left E•••••••• W••••• A••••••• for E•••••• F•••••••• E•••••• (registered 2026-01-14)Dec 15, 2025 · Advisor changed firm · fact
- M•••••• D•••••• Y•••••••• left F••••• I••••••••• for E•••••••• W••••• A••••••• (registered 2025-02-04)May 21, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address