DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Evergreen Wealth Advisors
Latest filing Sep 16, 2026
First filing on the tape Oct 3, 2023 · 23 filings
SEC status approved since Nov 8, 2023
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$74.4M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$37.5M
derived; firm RAUM over IAPD count
Employees
18
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$112M as of Aug 18, 2026
Mar 4, 2024$103M then
HNW client RAUM$58.4M as of Aug 18, 2026
Mar 4, 2024$31.2M then
State-registered IARs (5.B.3)4 as of Aug 18, 2026
Mar 4, 20240 then
Employees (5.A)18 as of Aug 18, 2026
Mar 4, 202412 then
Private funds: no history
RAUM +4.5% over the last fiscal yearIARs 7 to 4offices 2 to 1
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $37.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $315,075derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -43%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $112MreportedItem 5.I
- Custody
- $112M, 156 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$58.4M52%
- Corporations and businesses$38.1M34%
- Individuals$16.0M14%
- Individual clients
- 134reported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 357reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $112M for 156 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.66 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Samantha Cecille Muncy | Raleigh, Nc | Apr 1, 2024 | 23 y | 1 |
| Joel Jerome Anderson | Raleigh, Nc | Dec 19, 2024 | 17 y | 3 |
| Jeremy Luke Hamann | Raleigh, Nc | Jun 16, 2026 | 11 y | 0 |
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 133% of current headcount5 left over 36 months
Left, latest
- Elliott Mccown to HanafaraJan 5, 2026 · RIA to a state-registered adviser
- Marious Donovan Yancheson to Edelman Financial EnginesDec 15, 2025 · RIA to RIA
- Clayton Keyes to Newedge AdvisorsDec 15, 2025 · RIA to affiliated broker-dealer or bank
- Makayla Dawn Machacek to Edelman Financial EnginesDec 15, 2025 · RIA to RIA
- Michael Joseph Fenchak to Redhawk Wealth Advisors, Inc.Jul 16, 2025 · RIA to RIA
Joined, latest
- Clayton Keyes from Charles Schwab & Co., Inc.Aug 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Makayla Dawn Machacek from Charles Schwab & Co., Inc.Aug 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Marious Donovan Yancheson from Fisher InvestmentsFeb 4, 2025 · RIA to RIA
- Elliott Mccown from Empower Advisory Group, LLCDec 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- Joel Jerome Anderson from Values Added FinancialDec 19, 2024 · RIA to RIA
- Samantha Cecille Muncy from Edward JonesApr 1, 2024 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Edelman Financial EnginesDec 15, 2025 · Plano, Tx
- 2 joined from Charles Schwab & Co., Inc.Aug 12, 2025 · Westlake, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Paul Bergholm · Treasurercontrolsince 04/2023 · owns less than 5%
- Lee Austen Caraker · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- Hamilton William Harris · President/Ceocontrolsince 04/2023 · owns less than 5%
- Hamilton William Harris · Ownercontrolsince 04/2023 · owns 75% or more of Evergreen Wealth Corporation
Entity owners
- Evergreen Wealth Corporation · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 3 | 1 | 1 | ||
| Plano, Tx | 0 | 0 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL5 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 26, 2026peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 26, 2026institutional share of RAUM moved from 53.0% to 34.0% between the annual amendments of 2025-04-01 and 2026-03-26peers: independent wealth managers, $100M to $500M (5,676)
- account count collapseChange between filings · filing Mar 26, 2026accounts (Item 5.F.2.f) moved from 779.0 to 357.0 (-54.0%) between the annual amendments of 2025-04-01 and 2026-03-26; the peer median change was +5.0% (3688 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 2.7% percentile
- advisor count dropChange between filings · filing Mar 26, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 4.0 (-43.0%) between the annual amendments of 2025-04-01 and 2026-03-26; the peer median change was 0.0% (965 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 2.2% percentile
- client mix shiftChange between filings · filing Mar 26, 2026private-client share of RAUM moved from 47.0% to 66.0% between the annual amendments of 2025-04-01 and 2026-03-26peers: independent wealth managers, $100M to $500M (5,676)
- employee count dropChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 26.0 to 18.0 (-31.0%) between the annual amendments of 2025-04-01 and 2026-03-26; the peer median change was 0.0% (507 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 5.3% percentile
- HNW share shiftChange between filings · filing Mar 26, 2026HNW share of RAUM moved from 33.0% to 52.0% between the annual amendments of 2025-04-01 and 2026-03-26peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Aug 18, 2026 to Sep 16, 2026
- Related adviser · false to unsetAug 18, 2026 to Sep 16, 2026
- Related bank · false to unsetAug 18, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetAug 18, 2026 to Sep 16, 2026
- Related insurance company · false to unsetAug 18, 2026 to Sep 16, 2026
- Succession · false to unsetAug 18, 2026 to Sep 16, 2026
- Other offices · 2 to 1Mar 26, 2026 to Aug 18, 2026
- Accounts · 779 to 357Dec 17, 2025 to Mar 26, 2026
- Advisory employees · 12 to 7Dec 17, 2025 to Mar 26, 2026
- Corporate clients · 9 to 14Dec 17, 2025 to Mar 26, 2026
- HNW clients · unset to 8.0Dec 17, 2025 to Mar 26, 2026
- Individual clients · 559 to 134Dec 17, 2025 to Mar 26, 2026
- Assets in custody · $108M to $112MDec 17, 2025 to Mar 26, 2026
- Employees · 26 to 18Dec 17, 2025 to Mar 26, 2026
- Financial planning clients · to 101-250Dec 17, 2025 to Mar 26, 2026
- State-registered IARs · 7 to 4Dec 17, 2025 to Mar 26, 2026
- Discretionary RAUM · $108M to $112MDec 17, 2025 to Mar 26, 2026
- HNW RAUM · $35.9M to $58.4MDec 17, 2025 to Mar 26, 2026
- Individual RAUM · $14.9M to $16.0MDec 17, 2025 to Mar 26, 2026
- RAUM · $108M to $112MDec 17, 2025 to Mar 26, 2026
- Financial planning clients · unset to Apr 1, 2025 to Jul 14, 2025
- Accounts · 743 to 779Jan 2, 2025 to Apr 1, 2025
- Advisory employees · 16 to 12Jan 2, 2025 to Apr 1, 2025
- Corporate clients · 6 to 9Jan 2, 2025 to Apr 1, 2025
- Individual clients · 688 to 559Jan 2, 2025 to Apr 1, 2025
- Assets in custody · $111M to $108MJan 2, 2025 to Apr 1, 2025
- Employees · 16 to 26Jan 2, 2025 to Apr 1, 2025
- State-registered IARs · 4 to 7Jan 2, 2025 to Apr 1, 2025
- Discretionary RAUM · $111M to $108MJan 2, 2025 to Apr 1, 2025
- HNW RAUM · $34.6M to $35.9MJan 2, 2025 to Apr 1, 2025
- Individual RAUM · $16.7M to $14.9MJan 2, 2025 to Apr 1, 2025
- RAUM · $111M to $108MJan 2, 2025 to Apr 1, 2025
- Advisory employees · 14 to 16Nov 22, 2024 to Jan 2, 2025
- Employees · 14 to 16Nov 22, 2024 to Jan 2, 2025
- State-registered IARs · 2 to 4Nov 22, 2024 to Jan 2, 2025
- Other offices · 1 to 2Nov 22, 2024 to Jan 2, 2025
- Business name · EVERGREEN MONEY ADVISORS to EVERGREEN WEALTH ADVISORSNov 7, 2024 to Nov 8, 2024
- Legal name · EVERGREEN MONEY ADVISORS to EVERGREEN WEALTH ADVISORSNov 7, 2024 to Nov 8, 2024
- Accounts · 158 to 743Aug 2, 2024 to Nov 7, 2024
- Advisory employees · 12 to 14Aug 2, 2024 to Nov 7, 2024
Signals
9 dated events
- Elliott Mccown left Evergreen Wealth Advisors for Hanafara (registered 2026-03-13)Jan 5, 2026 · Advisor changed firm · fact
- Clayton Keyes left Evergreen Wealth Advisors for Newedge Advisors (registered 2026-03-06)Dec 15, 2025 · Advisor changed firm · fact
- Marious Donovan Yancheson left Evergreen Wealth Advisors for Edelman Financial Engines (registered 2026-01-14)Dec 15, 2025 · Advisor changed firm · fact
- Makayla Dawn Machacek left Evergreen Wealth Advisors for Edelman Financial Engines (registered 2026-01-14)Dec 15, 2025 · Advisor changed firm · fact
- 2 advisors left Evergreen Wealth Advisors (Plano, TX) for Edelman Financial Engines on the same dayDec 15, 2025 · Team lift-out · derived
- 2 advisors left Charles Schwab & CO., Inc. (Westlake, TX) for Evergreen Wealth Advisors within 10 daysAug 12, 2025 · Team lift-out · derived
- Michael Joseph Fenchak left Evergreen Wealth Advisors for Redhawk Wealth Advisors, Inc. (registered 2026-02-10)Jul 16, 2025 · Advisor changed firm · fact
- Alan Paul Bergholm (Treasurer) appeared on Schedule A of Evergreen Wealth AdvisorsOct 20, 2023 · Control person joined · fact
- Evergreen Money Advisors filed its initial SEC registration (Form ADV)Oct 3, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-884-0557reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- evergreenmoney.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-884-0557reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026