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RIA Intelligence
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Registered advisor
R••••• B•••• M•••
Feed of 09/15/2026
At current firm
3 y
since Aug 17, 2023
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Aug 17, 2023 · Anacortes, Wa
- L•• F•••••••• L•• BD affiliatedOct 3, 2022 to Aug 2, 2023 · Bellingham, Wa
- T••••••• I••••••••• M••••••••• I••• BD affiliatedFeb 4, 2020 to Oct 4, 2022 · Bellevue, Wa
- F•••• C•••••• A••••••• S••••••• BD affiliatedJun 4, 2019 to Dec 26, 2019 · Oak Harbor, Wa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K•• I••••••••• S••••••• L••left Aug 2, 2023, registered Aug 17, 2023 (15 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Oct 4, 2022, registered Oct 3, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• C•••••• A••••••• S••••••• to T••••••• I••••••••• M••••••••• I•••left Dec 26, 2019, registered Feb 4, 2020 (40 days) · Affiliated broker-dealer or bank to another
Signals
- R••••• B•••• M••• left L•• F•••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2023-08-17)Aug 2, 2023 · Advisor changed firm · fact
- R••••• B•••• M••• left T••••••• I••••••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2022-10-03)Oct 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address