RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R•• T••••••
- C••••••• institutional currentsince Aug 5, 2024 · Grand Rapids, Mi
- M•••••• BD affiliatedJun 1, 2022 to Jul 12, 2024 · Bloomfield Hills, Mi
- P••••• M•••• F•••••••• A••••••• independent RIAMar 26, 2019 to Apr 19, 2022 · Southfield, Mi
- M•••••• to C•••••••left Jul 12, 2024, registered Aug 5, 2024 (24 days) · Other
- P••••• M•••• F•••••••• A••••••• to M••••••left Apr 19, 2022, registered Jun 1, 2022 (43 days) · RIA to affiliated broker-dealer or bank
- C•••••• R•• T•••••• left Mariner for Captrust (registered 2024-08-05)Jul 12, 2024 · Advisor changed firm · fact
- C•••••• R•• T•••••• left P••••• M•••• F•••••••• A••••••• for Mariner (registered 2022-06-01)Apr 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address