DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cody D Teeples
Feed of 09/14/2026
Also filed as Cody Dustin Teeples
At current firm
0 y
since Aug 18, 2026
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Partners, Ltd BD affiliated currentsince Aug 18, 2026 · Prescott, Az
- Mutual Advisors, LLC BD affiliatedAug 1, 2025 to Jun 9, 2026 · Scottsdale, Az
- Commonwealth Financial Network national BDAug 15, 2023 to Jul 21, 2025 · Prescott, Az
- Edward Jones national BDDec 19, 2019 to Dec 10, 2021 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Mutual Advisors, LLC to Stratos Wealth Partners, Ltdleft Jun 9, 2026, registered Aug 18, 2026 (70 days) · Affiliated broker-dealer or bank to another
- Commonwealth Financial Network to Mutual Advisors, LLCleft Jul 21, 2025, registered Aug 1, 2025 (11 days) · Affiliated broker-dealer or bank to another · moved with a team
- Edward Jones to Commonwealth Financial Networkleft Dec 10, 2021, registered Aug 15, 2023 (613 days) · Affiliated broker-dealer or bank to another
Signals
- Cody D Teeples left Mutual Advisors, Llc for Stratos Wealth Partners, Ltd (registered 2026-08-18)Jun 9, 2026 · Advisor changed firm · fact
- Cody D Teeples left Commonwealth Financial Network for Mutual Advisors, Llc (registered 2025-08-01)Jul 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address