RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• V•••••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince May 30, 2026 · Westlake, Tx
- F••••• I••••••••• independent RIASep 21, 2023 to May 7, 2026 · Plano, Tx
- E••••• J•••• national BDApr 4, 2022 to Sep 18, 2023 · Corpus Christi, Tx
- F••••• I••••••••• to S••••• W••••• A•••••••• I•••left May 7, 2026, registered May 30, 2026 (23 days) · Other · moved with a team
- E••••• J•••• to F••••• I•••••••••left Sep 18, 2023, registered Sep 21, 2023 (3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- R••••• V••••••••• left F••••• I••••••••• for S••••• W••••• A•••••••• I••• (registered 2026-05-30)May 7, 2026 · Advisor changed firm · fact
- R••••• V••••••••• left E••••• J•••• for F••••• I••••••••• (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address