DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• B••••••

E•••• S••••••••• L••BD affiliatedVinton, Vadual registrantIAPD 7127204

Feed of 09/14/2026

Also filed as Jake B••••••

At current firm

1 y

since Sep 9, 2025

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Sep 9, 2025 · Vinton, Va
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to May 28, 2025 · Cave Spring, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 8, 2021 to Mar 31, 2025 · Merrimack, Nh
E••••• J•••• national BD
Sep 25, 2019 to Aug 6, 2021 · Vinton, Va

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to E•••• S••••••••• L••
left May 28, 2025, registered Sep 9, 2025 (104 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 6, 2021, registered Oct 8, 2021 (63 days) · Affiliated broker-dealer or bank to another

Signals

J•••• B•••••• left S•••••••• A••••••• L•• for E•••• S••••••••• L•• (registered 2025-09-09)
May 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address