DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Masino

Kestra Advisory Services, LLCBD affiliatedWilliamsville, Ny IA-onlyIAPD 7127224

Feed of 09/14/2026

Also filed as Joseph M Masino

At current firm

0 y

since Jul 28, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Jul 28, 2026 · Austin, Tx
Jfg Wealth Management, LLC former
Aug 14, 2025 to Jan 21, 2026 · Arlington, Va
Jfg Family Office independent RIA
Aug 13, 2025 to Jan 29, 2026 · Arlington, Va
Pennington Partners & Co., LLC independent RIA
Jul 10, 2024 to Jul 14, 2025 · Bethesda, Md
J.P. Morgan Securities LLC wirehouse
Aug 27, 2019 to Jul 22, 2022 · Jersey City, Nj

Moves

a registration end followed by a registration begin elsewhere

Jfg Family Office to Jfg Wealth Management, LLC
left Jan 29, 2026, registered Aug 14, 2025 (-168 days) · RIA to RIA
Jfg Wealth Management, LLC to Kestra Advisory Services, LLC
left Jan 21, 2026, registered Jul 28, 2026 (188 days) · RIA to affiliated broker-dealer or bank
Pennington Partners & Co., LLC to Jfg Family Office
left Jul 14, 2025, registered Aug 13, 2025 (30 days) · RIA to RIA
J.P. Morgan Securities LLC to Pennington Partners & Co., LLC
left Jul 22, 2022, registered Jul 10, 2024 (719 days) · Wirehouse to independent RIA

Signals

Joseph Masino left Jfg Family Office for Jfg Wealth Management, Llc (registered 2025-08-14)
Jan 29, 2026 · Advisor changed firm · fact
Joseph Masino left Jfg Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2026-07-28)
Jan 21, 2026 · Advisor changed firm · fact
Joseph Masino left Pennington Partners & Co., Llc for Jfg Family Office (registered 2025-08-13)
Jul 14, 2025 · Advisor changed firm · fact
Joseph Masino left J.P. Morgan Securities Llc for Pennington Partners & Co., Llc (registered 2024-07-10)
Jul 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address