DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• K••••

K••••• W•••••• L••independent RIAHolly, Mi IA-onlyIAPD 7130839

Feed of 09/15/2026

Also filed as C••• K••••

At current firm

0 y

since Apr 28, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• W•••••• L•• independent RIA current
since Apr 28, 2026 · Holly, Mi
C••••••••• F•••••••• N•••••• national BD
Aug 11, 2025 to Apr 17, 2026 · Holly, Mi
M••••••• C•••••• M••••••••• L•• independent RIA
May 5, 2023 to Jun 4, 2025 · Grand Blanc, Mi
S••••••• P•••••• A•••••••• L••• institutional
Nov 16, 2020 to Jun 10, 2022 · Troy, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• W•••••• L••
left Apr 17, 2026, registered Apr 28, 2026 (11 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M••••••• C•••••• M••••••••• L•• to C••••••••• F•••••••• N••••••
left Jun 4, 2025, registered Aug 11, 2025 (68 days) · RIA to affiliated broker-dealer or bank
S••••••• P•••••• A•••••••• L••• to M••••••• C•••••• M••••••••• L••
left Jun 10, 2022, registered May 5, 2023 (329 days) · Other

Signals

C••• K•••• left C••••••••• F•••••••• N•••••• for K••••• W•••••• L•• (registered 2026-04-28)
Apr 17, 2026 · Advisor changed firm · fact
C••• K•••• left M••••••• C•••••• M••••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2025-08-11)
Jun 4, 2025 · Advisor changed firm · fact
C••• K•••• left S••••••• P•••••• A•••••••• L••• for M••••••• C•••••• M••••••••• L•• (registered 2023-05-05)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address