DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J•••• G••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 7140933

Feed of 09/14/2026

Also filed as A••••• G••••

At current firm

0 y

since Jul 1, 2026

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jul 1, 2026 · Scottsdale, Az
C•••••• S••••• • C••• I••• national BD
Sep 12, 2025 to Nov 28, 2025 · Phoenix, Az
J••• M••••• S••••••••• L•• wirehouse
Oct 2, 2024 to Aug 19, 2025 · Tempe, Az
J••• M••••• S••••••••• L•• wirehouse
Dec 1, 2022 to Jun 12, 2024 · Tempe, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 18, 2022 to Nov 15, 2022 · Chandler, Az
M••••• S•••••• wirehouse
Apr 16, 2021 to Jun 8, 2021 · Gilbert, Az

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to V••••••• A•••••••• I•••
left Nov 28, 2025, registered Jul 1, 2026 (215 days) · Affiliated broker-dealer or bank to another · moved with a team
J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••
left Aug 19, 2025, registered Sep 12, 2025 (24 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 15, 2022, registered Dec 1, 2022 (16 days) · Wirehouse to wirehouse
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 8, 2021, registered Feb 18, 2022 (255 days) · Wirehouse to wirehouse

Signals

A••••• J•••• G•••• left C•••••• S••••• • C••• I••• for V••••••• A•••••••• I••• (registered 2026-07-01)
Nov 28, 2025 · Advisor changed firm · fact
A••••• J•••• G•••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-09-12)
Aug 19, 2025 · Advisor changed firm · fact
A••••• J•••• G•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-12-01)
Nov 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address