DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• W••• H•••••••

P•••••• W••••• M••••••••• G••••• L••independent RIAPlano, TxIA-onlyIAPD 7144025

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•••• H•••••••

At current firm

1 y

since Apr 4, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• W••••• M••••••••• G••••• L•• independent RIA current
since Apr 4, 2025 · Plano, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 19, 2024 to Mar 31, 2025 · Plano, Tx
A•••••• R••••••• C•••••• independent RIA
Jun 22, 2022 to Jul 19, 2024 · Dallas, Tx
R•••••• J•••• • A••••••••• I••• national BD
May 13, 2020 to Apr 6, 2022 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••• W••••• M••••••••• G••••• L••
left Mar 31, 2025, registered Apr 4, 2025 (4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
A•••••• R••••••• C•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 19, 2024, registered Jul 19, 2024 (0 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to A•••••• R••••••• C••••••
left Apr 6, 2022, registered Jun 22, 2022 (77 days) · Affiliated broker-dealer or bank to independent RIA

Signals

T•••• W••• H••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•••••• W••••• M••••••••• G••••• L•• (registered 2025-04-04)
Mar 31, 2025 · a•••••• firm change · fact
T•••• W••• H••••••• left A•••••• R••••••• C•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-07-19)
Jul 19, 2024 · a•••••• firm change · fact
T•••• W••• H••••••• left R•••••• J•••• • A••••••••• I••• for A•••••• R••••••• C•••••• (registered 2022-06-22)
Apr 6, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address