DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Diego Rojo Arisso
Feed of 09/14/2026
Also filed as Diego Rojo
At current firm
0 y
since Jun 1, 2026
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Jun 1, 2026 · Greenwood Village, Co
- Advice And Planning Services BD affiliatedFeb 20, 2024 to May 4, 2026 · Glendale, Co
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 2, 2022 to Feb 17, 2023 · Miami, Fl
- Vanguard Advisers, Inc. BD affiliatedDec 22, 2020 to Jul 22, 2022 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- Advice And Planning Services to Empower Advisory Group, LLCleft May 4, 2026, registered Jun 1, 2026 (28 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Advice And Planning Servicesleft Feb 17, 2023, registered Feb 20, 2024 (368 days) · Wirehouse to affiliated broker-dealer or bank
- Vanguard Advisers, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 22, 2022, registered Sep 2, 2022 (42 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Diego Rojo Arisso left Advice And Planning Services for Empower Advisory Group, Llc (registered 2026-06-01)May 4, 2026 · Advisor changed firm · fact
- Diego Rojo Arisso left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Advice And Planning Services (registered 2024-02-20)Feb 17, 2023 · Advisor changed firm · fact
- Diego Rojo Arisso left Vanguard Advisers, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-09-02)Jul 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address