DFX Intelligence
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Feed of 09/14/2026
Also filed as A••• R••• A•••••••••
At current firm
2 y
since Aug 29, 2024
In the industry
24 y
since May 1, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 29, 2024 · N Canton, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 24, 2022 to Nov 28, 2023 · Canton, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedNov 12, 2021 to Apr 26, 2022 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••left Nov 28, 2023, registered Aug 29, 2024 (275 days) · Affiliated broker-dealer or bank to another
- K•• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 26, 2022, registered May 24, 2022 (28 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 28, 2023 · Advisor changed firm · fact
- ••• LockedApr 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address