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RIA Intelligence
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Registered advisor
R••••• W• M•••••••
Feed of 09/14/2026
Also filed as R••••• M•••••••
At current firm
2 y
since Dec 4, 2023
In the industry
26 y
since Jan 1, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••••• I••••••••• L•• state registered currentsince Dec 4, 2023 · Irving, Tx
- J••• M••••• S••••••••• L•• wirehouseMay 25, 2022 to Oct 8, 2023 · Coppell, Tx
- E•••• S••••••••• L•• BD affiliatedOct 20, 2021 to May 23, 2022 · Frisco, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedJan 15, 2020 to Nov 19, 2020 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A•••••••• I••••••••• L••left Oct 8, 2023, registered Dec 4, 2023 (57 days) · Wirehouse to a state-registered adviser
- E•••• S••••••••• L•• to J••• M••••• S••••••••• L••left May 23, 2022, registered May 25, 2022 (2 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• C•••••• A••••••• S••••••• to E•••• S••••••••• L••left Nov 19, 2020, registered Oct 20, 2021 (335 days) · Affiliated broker-dealer or bank to another
Signals
- R••••• W• M••••••• left J••• M••••• S••••••••• L•• for A•••••••• I••••••••• L•• (registered 2023-12-04)Oct 8, 2023 · Advisor changed firm · fact
- R••••• W• M••••••• left E•••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-05-25)May 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address