DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Griffin Rathgeb

Sanctuary Advisors, LLCBD affiliatedHouston, Txdual registrantIAPD 7157860

Feed of 09/14/2026

Also filed as Griffin Rathgeb

At current firm

0 y

since Mar 18, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sanctuary Advisors, LLC BD affiliated current
since Mar 18, 2026 · Houston, Tx
Thrivent Investment Management Inc. BD affiliated
Jun 7, 2023 to Feb 20, 2026 · Houston, Tx
Ae Wealth Management, LLC BD affiliated
Sep 12, 2022 to Oct 20, 2022 · League City, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 16, 2019 to Aug 15, 2022 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Thrivent Investment Management Inc. to Sanctuary Advisors, LLC
left Feb 20, 2026, registered Mar 18, 2026 (26 days) · Affiliated broker-dealer or bank to another
Ae Wealth Management, LLC to Thrivent Investment Management Inc.
left Oct 20, 2022, registered Jun 7, 2023 (230 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ae Wealth Management, LLC
left Aug 15, 2022, registered Sep 12, 2022 (28 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Griffin Rathgeb left Thrivent Investment Management Inc. for Sanctuary Advisors, Llc (registered 2026-03-18)
Feb 20, 2026 · Advisor changed firm · fact
Griffin Rathgeb left Ae Wealth Management, Llc for Thrivent Investment Management Inc. (registered 2023-06-07)
Oct 20, 2022 · Advisor changed firm · fact
Griffin Rathgeb left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ae Wealth Management, Llc (registered 2022-09-12)
Aug 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address