RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••• M• S•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 21, 2026 · Madison , Ms
- J••• M••••• S••••••••• L•• wirehouseApr 11, 2023 to Jun 17, 2026 · Ridgeland, Ms
- E••••• J•••• national BDOct 14, 2019 to Mar 31, 2023 · Madison, Ms
- J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Jun 17, 2026, registered Aug 21, 2026 (65 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to J••• M••••• S••••••••• L••left Mar 31, 2023, registered Apr 11, 2023 (11 days) · Affiliated broker-dealer or bank to wirehouse
- F••• M• S••••••• left J••• M••••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-08-21)Jun 17, 2026 · Advisor changed firm · fact
- F••• M• S••••••• left E••••• J•••• for J••• M••••• S••••••••• L•• (registered 2023-04-11)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address