DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• J••••••

U•• F•••••••• S••••••• I•••wirehouseAtlanta, Gadual registrantIAPD 7160892

Feed of 09/14/2026

Also filed as B•••• J••••••

At current firm

1 y

since Mar 13, 2025

In the industry

16 y

since Aug 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Mar 13, 2025 · Atlanta, Ga
M••••• S•••••• wirehouse
Dec 22, 2022 to Feb 27, 2025 · Atlanta, Ga
J••• M••••• S••••••••• L•• wirehouse
May 19, 2021 to Oct 29, 2022 · San Antonio, Tx
T••••••• A•••••• N••••••• L•• BD affiliated
Jun 24, 2020 to Jan 14, 2021 · Minneapolis, Mn
P•• A••••••• S•••••••• L•• independent RIA
Mar 25, 2020 to Jul 2, 2020 · Albany, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Feb 27, 2025, registered Mar 13, 2025 (14 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to M••••• S••••••
left Oct 29, 2022, registered Dec 22, 2022 (54 days) · Wirehouse to wirehouse · moved with a team
T••••••• A•••••• N••••••• L•• to J••• M••••• S••••••••• L••
left Jan 14, 2021, registered May 19, 2021 (125 days) · Affiliated broker-dealer or bank to wirehouse
P•• A••••••• S•••••••• L•• to T••••••• A•••••• N••••••• L••
left Jul 2, 2020, registered Jun 24, 2020 (-8 days) · corporate re-registration, not a move

Signals

B•••• J•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2025-03-13)
Feb 27, 2025 · a•••••• firm change · fact
B•••• J•••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2022-12-22)
Oct 29, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address