RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E••••• C•••••
- W••••••••• C•••••• G••••• L•• mixed wealth currentsince Mar 16, 2021 · Metairie, La
- H•• I••••••••• P•••••••• L•• independent RIAOct 11, 2020 to Mar 8, 2021 · Austin, Tx
- M•••• H••••• W••••• M••••••••• independent RIAOct 25, 2019 to Sep 25, 2020 · New Orleans, La
- H•• I••••••••• P•••••••• L•• to W••••••••• C•••••• G••••• L••left Mar 8, 2021, registered Mar 16, 2021 (8 days) · Other
- M•••• H••••• W••••• M••••••••• to H•• I••••••••• P•••••••• L••left Sep 25, 2020, registered Oct 11, 2020 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address