RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• B••••
- J••• M••••• S••••••••• L•• wirehouse currentsince May 31, 2023 · Papillion, Ne
- S•••••••• F••••••••• I••• formerMay 10, 2021 to Jun 1, 2023 · Omaha, Ne
- S••••••• F•••••••• S•••••••• I••• formerNov 7, 2019 to May 7, 2021 · Omaha, Ne
- S•••••••• F••••••••• I••• to J••• M••••• S••••••••• L••left Jun 1, 2023, registered May 31, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• F•••••••• S•••••••• I••• to S•••••••• F••••••••• I•••left May 7, 2021, registered May 10, 2021 (3 days) · Affiliated broker-dealer or bank to another
- J••••• B•••• left S•••••••• F••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-05-31)Jun 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address