RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R•• H•••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Apr 4, 2022 · Marietta, Ga
- C••••••••• W•••••• L•• independent RIAMay 21, 2021 to Mar 31, 2022 · Winston Salem, Nc
- A••••••• A••••• L•• independent RIANov 5, 2020 to May 21, 2021 · Winston Salem, Nc
- C••••••• A••••••• N••••••• L•• independent RIASep 16, 2019 to Sep 18, 2020 · Winston Salem, Nc
- C••••••••• W•••••• L•• to I••••• P••••••••• W•••••• L••left Mar 31, 2022, registered Apr 4, 2022 (4 days) · RIA to RIA
- A••••••• A••••• L•• to C••••••••• W•••••• L••left May 21, 2021, registered May 21, 2021 (0 days) · RIA to RIA
- C••••••• A••••••• N••••••• L•• to A••••••• A••••• L••left Sep 18, 2020, registered Nov 5, 2020 (48 days) · RIA to RIA
- C•••• R•• H••••• left C••••••••• W•••••• L•• for I••••• P••••••••• W•••••• L•• (registered 2022-04-04)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address