RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Apr 29, 2025 · Gilbert, Az
- W•••• F•••• A••••••• wirehouseOct 20, 2022 to Jun 12, 2024 · Chandler, Az
- E•••••• F•••••••• E•••••• independent RIAMar 15, 2022 to Aug 2, 2022 · Phoenix, Az
- W•••• F•••• A••••••• to M••••• S••••••left Jun 12, 2024, registered Apr 29, 2025 (321 days) · Wirehouse to wirehouse · moved with a team
- E•••••• F•••••••• E•••••• to W•••• F•••• A•••••••left Aug 2, 2022, registered Oct 20, 2022 (79 days) · RIA to wirehouse
- C••••• E• F•••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-04-29)Jun 12, 2024 · Advisor changed firm · fact
- C••••• E• F•••• left E•••••• F•••••••• E•••••• for W•••• F•••• A••••••• (registered 2022-10-20)Aug 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address