DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alexandre F Gomes

Wells Fargo AdvisorswirehouseShort Hills, Njdual registrantIAPD 7199401

Feed of 09/14/2026

Also filed as Alexandre Fernandes Gomes

At current firm

1 y

since Apr 16, 2025

In the industry

13 y

since Apr 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Apr 16, 2025 · Short Hills, Nj
LPL Enterprise, LLC BD affiliated
Nov 14, 2024 to Apr 29, 2025 · Bedminster, Nj
Pruco Securities, LLC no RAUM
Sep 9, 2024 to Nov 14, 2024 · Basking Ridge, Nj
Pnc Wealth Management BD affiliated
Nov 15, 2022 to Sep 12, 2024 · Westfield, Nj
Edward Jones national BD
May 13, 2020 to Nov 2, 2022 · Caldwell, Nj

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Wells Fargo Advisors
left Apr 29, 2025, registered Apr 16, 2025 (-13 days) · Affiliated broker-dealer or bank to wirehouse
Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Pnc Wealth Management to Pruco Securities, LLC
left Sep 12, 2024, registered Sep 9, 2024 (-3 days) · Affiliated broker-dealer or bank to another
Edward Jones to Pnc Wealth Management
left Nov 2, 2022, registered Nov 15, 2022 (13 days) · Affiliated broker-dealer or bank to another

Signals

Alexandre F Gomes left Lpl Enterprise, Llc for Wells Fargo Advisors (registered 2025-04-16)
Apr 29, 2025 · Advisor changed firm · fact
Alexandre F Gomes left Pnc Wealth Management for Pruco Securities, Llc (registered 2024-09-09)
Sep 12, 2024 · Advisor changed firm · fact
Alexandre F Gomes left Edward Jones for Pnc Wealth Management (registered 2022-11-15)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address