DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• C••• F•••••••••

C••••••••• P•••••••• L••independent RIAPlanoi, Tx IA-onlyIAPD 7216178

Feed of 09/15/2026

Also filed as K••• Followill

At current firm

1 y

since Jun 2, 2025

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• P•••••••• L•• independent RIA current
since Jun 2, 2025 · Dallas, Tx
N•••••• A••••••• BD affiliated
Jul 19, 2023 to May 2, 2025 · New Orleans, La
F••••••••• I••••••••• A••••••• L•• independent RIA
May 30, 2023 to Jul 21, 2023 · Grapevine, Tx
A• W••••• M••••••••• L•• BD affiliated
May 20, 2022 to May 16, 2023 · Grapevine, Tx
M••••• G••••• A••••••• I••• independent RIA
Jan 11, 2022 to May 16, 2022 · Rockwall, Tx
L••• P•••• W••••• M••••••••• L•• former
Jul 28, 2020 to May 16, 2022 · Heath, Tx

Moves

a registration end followed by a registration begin elsewhere

N•••••• A••••••• to C••••••••• P•••••••• L••
left May 2, 2025, registered Jun 2, 2025 (31 days) · Affiliated broker-dealer or bank to independent RIA
F••••••••• I••••••••• A••••••• L•• to N•••••• A•••••••
left Jul 21, 2023, registered Jul 19, 2023 (-2 days) · RIA to affiliated broker-dealer or bank
A• W••••• M••••••••• L•• to F••••••••• I••••••••• A••••••• L••
left May 16, 2023, registered May 30, 2023 (14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M••••• G••••• A••••••• I••• to A• W••••• M••••••••• L••
left May 16, 2022, registered May 20, 2022 (4 days) · RIA to affiliated broker-dealer or bank
L••• P•••• W••••• M••••••••• L•• to M••••• G••••• A••••••• I•••
left May 16, 2022, registered Jan 11, 2022 (-125 days) · Other · moved with a team

Signals

K••• C••• F••••••••• left N•••••• A••••••• for C••••••••• P•••••••• L•• (registered 2025-06-02)
May 2, 2025 · Advisor changed firm · fact
K••• C••• F••••••••• left F••••••••• I••••••••• A••••••• L•• for N•••••• A••••••• (registered 2023-07-19)
Jul 21, 2023 · Advisor changed firm · fact
K••• C••• F••••••••• left A• W••••• M••••••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2023-05-30)
May 16, 2023 · Advisor changed firm · fact
K••• C••• F••••••••• left M••••• G••••• A••••••• I••• for A• W••••• M••••••••• L•• (registered 2022-05-20)
May 16, 2022 · Advisor changed firm · fact
K••• C••• F••••••••• left L••• P•••• W••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-01-11)
May 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address