RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C••• S••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Apr 3, 2025 · Hunt Valley, Md
- A••••••• W••••• A••••••• BD affiliatedJan 12, 2023 to Oct 13, 2023 · Forest Hill, Md
- C••••••••• F•••••••• N•••••• national BDJan 27, 2022 to Apr 21, 2022 · Bel Air, Md
- A••••••• W••••• A••••••• to G••••• R••••••••• P••••••• L••left Oct 13, 2023, registered Apr 3, 2025 (538 days) · Other
- C••••••••• F•••••••• N•••••• to A••••••• W••••• A•••••••left Apr 21, 2022, registered Jan 12, 2023 (266 days) · Affiliated broker-dealer or bank to another
- S••••• C••• S•••• left A••••••• W••••• A••••••• for G••••• R••••••••• P••••••• L•• (registered 2025-04-03)Oct 13, 2023 · Advisor changed firm · fact
- S••••• C••• S•••• left C••••••••• F•••••••• N•••••• for A••••••• W••••• A••••••• (registered 2023-01-12)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address