DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emiliano Deriquer

J.P. Morgan Securities LLCwirehouseSan Diego, Ca dual registrantIAPD 7230830

Feed of 09/15/2026

Also filed as Emiliano Ortega-Deriquer

At current firm

1 y

since Feb 25, 2025

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Feb 25, 2025 · Bonita, Ca
Alliancebernstein L.P. other
Jun 28, 2024 to Nov 1, 2024 · San Diego, Ca
Pruco Securities, LLC no RAUM
Oct 3, 2023 to Jun 17, 2024 · San Diego, Ca
MML Investors Services, LLC BD affiliated
Feb 3, 2023 to Oct 5, 2023 · San Diego, Ca
Park Avenue Securities LLC BD affiliated
Mar 28, 2022 to Jan 31, 2023 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Alliancebernstein L.P. to J.P. Morgan Securities LLC
left Nov 1, 2024, registered Feb 25, 2025 (116 days) · Other
Pruco Securities, LLC to Alliancebernstein L.P.
left Jun 17, 2024, registered Jun 28, 2024 (11 days) · Other
MML Investors Services, LLC to Pruco Securities, LLC
left Oct 5, 2023, registered Oct 3, 2023 (-2 days) · Affiliated broker-dealer or bank to another
Park Avenue Securities LLC to MML Investors Services, LLC
left Jan 31, 2023, registered Feb 3, 2023 (3 days) · Affiliated broker-dealer or bank to another

Signals

Emiliano Deriquer left Alliancebernstein L.P. for J.P. Morgan Securities Llc (registered 2025-02-25)
Nov 1, 2024 · Advisor changed firm · fact
Emiliano Deriquer left Pruco Securities, Llc for Alliancebernstein L.P. (registered 2024-06-28)
Jun 17, 2024 · Advisor changed firm · fact
Emiliano Deriquer left Mml Investors Services, Llc for Pruco Securities, Llc (registered 2023-10-03)
Oct 5, 2023 · Advisor changed firm · fact
Emiliano Deriquer left Park Avenue Securities Llc for Mml Investors Services, Llc (registered 2023-02-03)
Jan 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address