DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James N Fisher

Voya Financial Advisors, Inc.BD affiliatedBoston, Madual registrantIAPD 7233898

Feed of 09/14/2026

Also filed as James Fisher

At current firm

0 y

since Apr 2, 2026

In the industry

27 y

since Apr 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Apr 2, 2026 · Boston, Ma
Edelman Financial Engines independent RIA
Jul 15, 2025 to Feb 20, 2026 · Malden, Ma
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 21, 2024 to Oct 7, 2024 · Wellesley Hills, Ma
Fidelity Personal And Workplace Advisors former
Jan 23, 2023 to Apr 18, 2024 · Smithfield, Ri
Commonwealth Financial Network national BD
Apr 29, 2021 to Sep 22, 2021 · Danvers, Ma

Moves

a registration end followed by a registration begin elsewhere

Edelman Financial Engines to Voya Financial Advisors, Inc.
left Feb 20, 2026, registered Apr 2, 2026 (41 days) · RIA to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Edelman Financial Engines
left Oct 7, 2024, registered Jul 15, 2025 (281 days) · Wirehouse to independent RIA · moved with a team
Fidelity Personal And Workplace Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 18, 2024, registered Jun 21, 2024 (64 days) · Affiliated broker-dealer or bank to wirehouse
Commonwealth Financial Network to Fidelity Personal And Workplace Advisors
left Sep 22, 2021, registered Jan 23, 2023 (488 days) · Affiliated broker-dealer or bank to another

Signals

James N Fisher left Edelman Financial Engines for Voya Financial Advisors, Inc. (registered 2026-04-02)
Feb 20, 2026 · Advisor changed firm · fact
James N Fisher left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edelman Financial Engines (registered 2025-07-15)
Oct 7, 2024 · Advisor changed firm · fact
James N Fisher left Fidelity Personal And Workplace Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-06-21)
Apr 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address