DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• M•••• N•••••••

S••• T•••••• C•••••••••asset managerSylvania, OhIA-onlyIAPD 7241545

Feed of 09/14/2026

Also filed as L•••• Faught

At current firm

1 y

since Jul 28, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• T•••••• C••••••••• asset manager current
since Jul 28, 2025 · Sylvania, Oh
C••••••••• F•••••••• P••••••• P•• state registered
Aug 16, 2023 to Dec 20, 2023 · Oakland, Ca
F•••• A••••••••• F•••••••• N•••••• L•• independent RIA
Mar 10, 2023 to Jan 27, 2025 · Toledo, Oh
E•••• S••••••••• L•• BD affiliated
Oct 26, 2022 to Mar 2, 2023 · Toledo, Oh
E••••• J•••• national BD
Jul 1, 2020 to Oct 29, 2020 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

F•••• A••••••••• F•••••••• N•••••• L•• to C••••••••• F•••••••• P••••••• P••
left Jan 27, 2025, registered Aug 16, 2023 (-530 days) · RIA to a state-registered adviser
C••••••••• F•••••••• P••••••• P•• to S••• T•••••• C•••••••••
left Dec 20, 2023, registered Jul 28, 2025 (586 days) · Other
E•••• S••••••••• L•• to F•••• A••••••••• F•••••••• N•••••• L••
left Mar 2, 2023, registered Mar 10, 2023 (8 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to E•••• S••••••••• L••
left Oct 29, 2020, registered Oct 26, 2022 (727 days) · Affiliated broker-dealer or bank to another

Signals

L•••• M•••• N••••••• left F•••• A••••••••• F•••••••• N•••••• L•• for C••••••••• F•••••••• P••••••• P•• (registered 2023-08-16)
Jan 27, 2025 · Advisor changed firm · fact
L•••• M•••• N••••••• left C••••••••• F•••••••• P••••••• P•• for S••• T•••••• C••••••••• (registered 2025-07-28)
Dec 20, 2023 · Advisor changed firm · fact
L•••• M•••• N••••••• left E•••• S••••••••• L•• for F•••• A••••••••• F•••••••• N•••••• L•• (registered 2023-03-10)
Mar 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address