DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• G••• M•••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseCharlotte, Ncdual registrantIAPD 724416

Feed of 09/14/2026

Also filed as G••••• G••• Robinson

At current firm

9 y

since Nov 11, 2016

In the industry

24 y

since Jun 3, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Nov 11, 2016 · Charlotte, Nc
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 24, 2016 to Sep 16, 2016 · Columbia, Sc
J••••• M••••••••• S•••• L•• BD affiliated
Feb 18, 2015 to Feb 25, 2016 · Columbia, Sc
S••••••• BD affiliated
Dec 14, 2006 to Feb 2, 2015 · Columbia, Sc
W•••• F•••• A••••••• wirehouse
Feb 16, 2005 to Dec 13, 2006 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 16, 2016, registered Nov 11, 2016 (56 days) · Affiliated broker-dealer or bank to wirehouse
J••••• M••••••••• S•••• L•• to A••••••••• F•••••••• S•••••••• L••
left Feb 25, 2016, registered Feb 24, 2016 (-1 days) · Other
S••••••• to J••••• M••••••••• S•••• L••
left Feb 2, 2015, registered Feb 18, 2015 (16 days) · Other · moved with a team
W•••• F•••• A••••••• to S•••••••
left Dec 13, 2006, registered Dec 14, 2006 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address