DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• M•••••• E••••••

P••• F•••••••• P•••••••independent RIAJacksonville, Fl IA-onlyIAPD 7250070

Certified Financial Planner

Feed of 09/15/2026

Also filed as C••• M•••••• E••••••

At current firm

0 y

since Jun 6, 2026

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• F•••••••• P••••••• independent RIA current
since Jun 6, 2026 · Canoga Park, Ca
B••••••••• L•• no RAUM
Oct 9, 2024 to Mar 6, 2026 · Jacksonville, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 31, 2023 to Jan 30, 2024 · Cranston, Ri
A• W••••• M••••••••• L•• BD affiliated
Nov 21, 2022 to Oct 13, 2023 · Jacksonville, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 14, 2021 to Nov 24, 2021 · Salt Lake City, Ut
F•••• C•••••• A••••••• S••••••• BD affiliated
Jul 28, 2020 to Aug 4, 2021 · Oceanside, Ca

Moves

a registration end followed by a registration begin elsewhere

B••••••••• L•• to P••• F•••••••• P•••••••
left Mar 6, 2026, registered Jun 6, 2026 (92 days) · Other
A••••••••• F•••••••• S•••••••• L•• to B••••••••• L••
left Jan 30, 2024, registered Oct 9, 2024 (253 days) · Other
A• W••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Oct 13, 2023, registered Oct 31, 2023 (18 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to A• W••••• M••••••••• L••
left Nov 24, 2021, registered Nov 21, 2022 (362 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• A••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 4, 2021, registered Oct 14, 2021 (71 days) · Affiliated broker-dealer or bank to another

Signals

C••• M•••••• E•••••• left B••••••••• L•• for P••• F•••••••• P••••••• (registered 2026-06-06)
Mar 6, 2026 · Advisor changed firm · fact
C••• M•••••• E•••••• left A••••••••• F•••••••• S•••••••• L•• for B••••••••• L•• (registered 2024-10-09)
Jan 30, 2024 · Advisor changed firm · fact
C••• M•••••• E•••••• left A• W••••• M••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-10-31)
Oct 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address