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Registered advisor
A•••••• B•••••
Feed of 09/15/2026
Also filed as A•••••• William B•••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Monaca, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 19, 2024 to Mar 31, 2025 · Cranberry Township, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 8, 2022 to Dec 20, 2023 · Seven Fields, Pa
- S•••••••• F••••••••• I••• formerFeb 3, 2022 to Jun 30, 2022 · Oakmont, Pa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 20, 2023, registered Apr 19, 2024 (121 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jun 30, 2022, registered Aug 8, 2022 (39 days) · Affiliated broker-dealer or bank to another
Signals
- A•••••• B••••• left V•••• F•••••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-04-19)Dec 20, 2023 · Advisor changed firm · fact
- A•••••• B••••• left S•••••••• F••••••••• I••• for V•••• F•••••••• A•••••••• I••• (registered 2022-08-08)Jun 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address