DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• P••••••••

F••••• I•••••••••independent RIAPlano, Tx IA-onlyIAPD 7261698

Feed of 09/15/2026

At current firm

0 y

since Jun 12, 2026

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Jun 12, 2026 · Plano, Tx
S•••••••• A••••••• L•• national BD
Jun 20, 2025 to Mar 9, 2026 · San Mateo, Ca
M••••• S•••••• wirehouse
Sep 5, 2023 to Feb 1, 2024 · Menlo Park, Ca
E•••••• C•••••• M••••••••• L•• former
Oct 2, 2020 to Sep 5, 2023 · Menlo Park, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to F••••• I•••••••••
left Mar 9, 2026, registered Jun 12, 2026 (95 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to S•••••••• A••••••• L••
left Feb 1, 2024, registered Jun 20, 2025 (505 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move

Signals

A••• P•••••••• left S•••••••• A••••••• L•• for F••••• I••••••••• (registered 2026-06-12)
Mar 9, 2026 · Advisor changed firm · fact
A••• P•••••••• left M••••• S•••••• for S•••••••• A••••••• L•• (registered 2025-06-20)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address